13F Filings/Rockefeller Capital Management L.P.

Rockefeller Capital Management L.P.

Hedge FundCIK0001739439LocationNEW YORK, NY 10111, United States

Long U.S. equity positions disclosed to the SEC on Form 13F-HR.

Latest filingQ2 2026Quarter ended30 Jun 2026Filed13 Aug 2026
Firm profile · Form ADV
SEC adviser registration

Rockefeller Capital Management L.P. offers investment management services across equity, alternative, and fixed income asset classes to institutional investors and intermediaries globally. The firm provides discretionary, non-discretionary, and model-delivery investment management services.Summarised from the firm’s Form ADV Part 2A brochure.

CRD
294197
Portfolio Turnover
5%
Of book traded, QoQ
Positions
11,392
Long U.S. equities
Top 10 Concentration
18%
Of reported value
QoQ Change
$8.8B
Value change
Assets under management
Form ADV RAUM · client mix · 13F over time
Regulatory AUM
$36.8B
Form ADV, as of Mar 2026
● 86% discretionary ($31.8B)
● 14% non-discretionary ($5.0B)
By client type
High-net-worth individuals: $21.1B (57.3%) · 2596 clients
High-net-worth individuals
$21.1B · 57%
Pooled investment vehicles: $4.7B (12.8%) · 47 clients
Pooled investment vehicles
$4.7B · 13%
Investment companies: $3.7B (10.1%) · 12 clients
Investment companies
$3.7B · 10%
Corporations: $3.0B (8.1%) · 374 clients
Corporations
$3.0B · 8%
Charitable organizations: $2.3B (6.2%) · 87 clients
Charitable organizations
$2.3B · 6%
Individuals (non-HNW): $1.6B (4.3%) · 3335 clients
Individuals (non-HNW)
$1.6B · 4%
State/municipal govt entities: $185M (0.5%) · 2 clientsPension & profit-sharing plans: $130M (0.4%) · 34 clientsInsurance companies: $119M (0.3%) · 3 clients
13F AUM over time
$65.2B
Q2 ’26 · 13F AUM
▲ 978%
34 quarters
Reported Holdings
Q2 2026 · upgrade to Pro for past quarters
↗
★ Position spotlightSPYSTATE STR SPDR S&P 500 ETF T · 2.9% of bookThis highlighted stock and its 1Y chart are public
Loading position history…
Security⇅Shares⇅Market Value▼Est. Cost⇅Last Px⇅Est. Return⇅% Portfolio⇅Δ Shares⇅Action⇅
STATE STR SPDR S&P 500 ETF T
SPY
2.51MSH$1.9B~$746.77$770.19▲3.1%2.9%▼ 4.3%Reduced
APPLE INC
AAPL· Information Technology
6.00MSH$1.7B~$289.36$319.97▲10.6%2.7%▲ 7.1%Added
NVIDIA CORPORATION
NVDA· Information Technology
7.98MSH$1.6B~$200.09$230.36▲15.1%2.4%▲ 3.6%Added
ALPHABET INC
GOOGL· Communication Services
3.27MSH$1.2B~$357.37$338.46▼5.3%1.8%▲ 0.2%Added
AMAZON COM INC
AMZN· Consumer Discretionary
4.88MSH$1.2B~$238.34$258.51▲8.5%1.8%▲ 14822.2%Added
MICROSOFT CORP
MSFT· Information Technology
2.74MSH$1.0B~$373.02$499.70▲34.0%1.6%▲ 4.3%Added
BROADCOM INC
AVGO· Information Technology
2.54MSH$958.5M~$377.75$357.90▼5.3%1.5%▲ 1.9%Added
INVESCO QQQ TR
QQQ
1.07MSH$788.8M~$736.40$718.96▼2.4%1.2%▲ 2.2%Added
ISHARES TR
IVV
999KSH$747.9M~$748.89$773.92▲3.3%1.1%▲ 5.2%Added
ALPHABET INC
GOOG· Communication Services
1.92MSH$677.1M~$353.33$335.31▼5.1%1.0%▲ 2.7%Added
SPYSTATE STR SPDR S&P 500 ETF TReduced
$1.9B· 2.9%· 2.51M SH· ▼ 4.3%· cost $746.77· last $770.19· ▲3.1%
TR UNIT · DFND
AAPLAPPLE INCAdded
$1.7B· 2.7%· 6.00M SH· ▲ 7.1%· cost $289.36· last $319.97· ▲10.6%
Information Technology · COM · DFND
NVDANVIDIA CORPORATIONAdded
$1.6B· 2.4%· 7.98M SH· ▲ 3.6%· cost $200.09· last $230.36· ▲15.1%
Information Technology · COM · DFND
GOOGLALPHABET INCAdded
$1.2B· 1.8%· 3.27M SH· ▲ 0.2%· cost $357.37· last $338.46· ▼5.3%
Communication Services · CAP STK CL A · DFND
AMZNAMAZON COM INCAdded
$1.2B· 1.8%· 4.88M SH· ▲ 14822.2%· cost $238.34· last $258.51· ▲8.5%
Consumer Discretionary · COM · DFND
MSFTMICROSOFT CORPAdded
$1.0B· 1.6%· 2.74M SH· ▲ 4.3%· cost $373.02· last $499.70· ▲34.0%
Information Technology · COM · DFND
AVGOBROADCOM INCAdded
$958.5M· 1.5%· 2.54M SH· ▲ 1.9%· cost $377.75· last $357.90· ▼5.3%
Information Technology · COM · DFND
QQQINVESCO QQQ TRAdded
$788.8M· 1.2%· 1.07M SH· ▲ 2.2%· cost $736.40· last $718.96· ▼2.4%
UNIT SER 1 · DFND
IVVISHARES TRAdded
$747.9M· 1.1%· 999K SH· ▲ 5.2%· cost $748.89· last $773.92· ▲3.3%
CORE S&P500 ETF · DFND
GOOGALPHABET INCAdded
$677.1M· 1.0%· 1.92M SH· ▲ 2.7%· cost $353.33· last $335.31· ▼5.1%
Communication Services · CAP STK CL C · DFND
1–10 of 11,392
1 / 1140
Sector Breakdown
Q2 2026
Unclassified41.8% · $27.3B
Information Technology19.3% · $12.6B
Financials7.6% · $5.0B
Industrials6.2% · $4.0B
Communication Services5.6% · $3.6B
Consumer Discretionary5.2% · $3.4B
Health Care5.1% · $3.4B
Other9.1% · $5.9B
← All 13F filings